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8/1/2026

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Original: Parsing SEC EDGAR's Form 4 feed: the edge cases nobody warns you about
Short summary
A detailed field guide on building a near-real-time pipeline for SEC EDGAR Form 4 insider trading filings, covering undocumented edge cases like type=4 returning non-Form-4 filings, duplicate entries under different CIKs, holdings-only filings that crash parsers, and HTML-escaping inconsistencies. The author defends a strings-as-filed design philosophy for numeric data to preserve fidelity. Production incidents like 403-vs-throttling ambiguity and amendment handling are also addressed with concrete fixes.
- •EDGAR's type=4 feed returns non-Form-4 filings; re-filter on parsed form type from entry title
- •Use accession number as primary key to avoid duplicate storage; validate root XML element not file extension
- •Deliver numbers as strings to preserve filing fidelity; handle 403 ambiguity with canary requests
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